A stable, well-functioning financial market for allA stable, well-functioning financial market for allApply for authorisation
Does your firm need authorisation from FI to conduct your proposed operations? Would you like to apply for exemption from a regulation? Do you have new owners or members of management who need to be assessed for their suitability? Here you can find what you need to submit a notification or apply for or return an authorisation.
Click on the steps in the picture below to see what they entail.
Authorisation A-Z
FI is responsible for more than 400 authorisations. The following list contains links to more information about some of the most common authorisations:
- Administrator (BMR Benchmarks)
- Banking or financing business
- Clearing and settlement
- Collective Investment Undertaking (CIU): Alternative investment funds
- Collective Investment Undertaking (CIU): Swedish UCITS
- Consumer credit institutions
- Currency traders or other financial operations
- Data reporting services
- Deposit institutions
- Electronic money
- Insurance distribution
- Insurance undertakings
- Mortgage institutions
- Payment services
- Pension foundations
- Savings and loans associations
- Securities
- Stock exchanges
A detailed list of authorisations is available in FI's Company Register. Select "Advanced Search" and "Authorisation". The generated list contains all of the current authorisations that FI has currently issued to firms.
Authorisation and notifications
Applying for authorisation and submitting notifications are both basically done in the same way.
FI always charges a fee for authorisation applications and in many cases for notification submissions.
One difference is that an application for authorisation leads to a decision, while a notification submission results in a confirmation.
An example of an application for authorisation is authorisation to conduct banking or financing business.
An example of a notification submission is a notification of an outsourcing agreement or notification of significant changes.
