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Din sökning på "but" gav 24 träffar

• Swedish Pensions Agency receives a remark

  • Försäkring
  • Publicerat
  • Sanktioner
  • Nyheter

  Publicerad 2025-03-13 - "The Swedish Pensions Agency has taken measures to learn about the risk in the investments in Heimstaden Bostad, but the measures have been insufficient

• Decision: Remark Pensionsmyndigheten
• Aros receives warning and administrative fine

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2023-12-13 - Aros has grown rapidly but has lacked a sufficient framework for managing the risks associated with rapid growth. … We have considered withdrawing authorisation but have seen that Aros has taken extensive measures in its operations to resolve its deficiencies.
• Nasdaq Stockholm receives a remark and an administrative fine

  • Marknad
  • Publicerat
  • Sanktioner

  Publicerad 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.

• Decision: Remark and administrative fine

  The authority has not only analysed trading patterns in the shares but also the trading of individual actors.
• Länsförsäkringar Bank recieves a remark and must pay an administrative fine

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2022-12-14 - The bank has had such a system, but in order for it be suitable and effective, it needs to be constructed to take into consideration the risks that the
• My Change Scandinavia receives an injunction to cease its operations

  • Penningtvätt
  • Publicerat
  • Sanktioner
  • Betalningar

  Publicerad 2023-05-26 - Finansinspektionen is issuing an injunction to My Change Scandinavia AB (My Change) to cease its currency exchange operations. It shall have ceased its…

• Decision: Injunction to cease operations

  My Change confirms that the Anti-Money Laundering Act’s requirement on performing a general risk assessment is unconditional but takes the position
• Moneygram receives injunction to take remedial action

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2022-09-13 - Moneygram has said that it will resolve the deficiencies but has not explained how or when; instead, it has only vaguely referred to resolving some of

• Decision (Summary)
• Swedbank receives a remark and an administrative fine

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB

  A third-party supplier developed and provides the system, but Swedbank is responsible for the maintenance.
• Nordnet Bank receives a remark and an administrative fine

  • Bank
  • Marknad
  • Konsumentskydd
  • Publicerat
  • Sanktioner

  Publicerad 2022-05-25 - The observed violations are not negligible or excusable but neither are they so serious that there is cause to consider withdrawing the bank's authorisation

• Nordnet Bank receives a remark and an administrative fine

  The observed violations are not negligible or excusable but neither are they so serious that there is cause to consider withdrawing the bank’s authorisation
• Nord Fondkommission AB’s authorisation is withdrawn

  • Marknad
  • Konsumentskydd
  • Publicerat
  • Sanktioner

  Publicerad 2021-10-13 - The company has conducted a large portion of its business through tied agents, but the company's organisation, governance control, and compliance function

• Decision: Withdrawal of authorisation for Nord Fondkommission AB

  The company has conducted a large portion of its business through tied agents, but the company’s organisation, governance control, and compliance function
• Trustly Group receives warning and administrative fine

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. The company is also ordered to address certain deficiencies.

• Decision: Trustly Group AB

  This payment service works in a similar way but with a reverse payment flow.
• Danske Bank receives injunction to take remedial action

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…

• Decision: Injunction for Danske Bank to take remedial action

  the products and services the bank provides in Sweden, and that the bank has not yet fully risk assessed, can be used for not only money laundering but
• Maiden Life receives warning and administrative fine

  • Försäkring
  • Publicerat
  • Sanktioner

  Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

• FI's decision on Maiden Life Försäkrings AB

  The updated outsourcing policy states that the order responsible person for a key function can be appointed within the Board, but that this person in
• SEB receives remark and administrative fine of SEK 1 billion

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2020-06-25 - This is due in part to their geographic location but also because customers with a higher risk of money laundering have represented a substantial portion

• Decision: remark and administrative fine

  Decision: order of correction
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Marknad
  • Emir
  • Publicerat
  • Sanktioner

  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• FI withdraws the authorisation of investment firm Exceed

  • Försäkring
  • Marknad
  • Publicerat
  • Sanktioner
  • Nyheter

  Publicerad 2020-06-02 - date: Tuesday, 2 June, 2:00 PM Place: Finansinspektionen, Brunnsgatan 3, Stockholm The press conference is only for representatives from the media, but

• Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
• JM receives a caution and an order to follow financial reporting rules

  • Marknad
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  • Sanktioner
  • Redovisning

  Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…

• Decision: Caution and order of correction

  Power over another entity can be obtained from not only voting rights but also from one or more contractual arrangements (paragraph 11 of IFRS 10).
• Swedbank receives a warning and an administrative fine of SEK 4 billion

  • Bank
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  • Sanktioner

  Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision

  Swedbank repeatedly received reports about these deficiencies but did not take sufficient action.
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag

  At the time of the investigation, there was a tool for managing risks, but it did not include cyber risks.
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag

  At the time of the investigation, there was a tool for managing risks, but it did not include cyber risks.
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.

• Finansinspektionen’s decision on Resurs Bank

  Address the appeal to the Administrative Court in Stockholm, but send or submit the appeal to Finansinspektionen, Box 7821, 103 97 Stockholm.
• Trig Social Media breached accounting rules

  • Marknad
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  • Sanktioner
  • Redovisning

  Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media

  In the interim report, Trig states that the auditor has reviewed the report, but no report from the auditor was appended.
• Handelsbanken receives a remark and is ordered to pay an administrative fine

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…

• FI's decision regarding Handelsbanken

  Address the appeal to Stockholm Administrative Court, but send or submit it to Finansinspektionen, Box 7821, SE-103 97 Stockholm, Sweden.
• Nordea receives a warning and is ordered to pay the maximum administrative fine

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea

  This in spite of all customers examined, but one, having been customers of the Bank before 2013.
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…

• FI:s decision about Skandiabanken

  Address the appeal to Stockholm Administrative Court, but send or submit it to Finansinspektionen, Box 7821, SE-103 97 Stockholm, Sweden.